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Investment Compliance Analyst, Trading, Portfolio Management in Merrimack, NH at Eliassen Group

Date Posted: 3/14/2019

Job Snapshot

  • Employee Type:
    Contractor
  • Location:
    Merrimack, NH
  • Job Type:
  • Experience:
    Not Specified
  • Date Posted:
    3/14/2019

Job Description

Our client is a Boston-based financial investment firm that serves over twenty million customers. They employ tens of thousands of individuals and manage trillions of dollars in assets. With almost a century of experience, this financial services company is an industry leader, both nationally and globally. Our client is known for being a great place to work, and they are looking for an Investment Compliance Analyst to join their team.

This position has a great benefit package that includes Medical, Dental and Vision benefits, 401k with company matching, and life insurance for those who qualify.

Responsibilities of the Investment Compliance Analyst:

  • Monitor fixed income portfolio investment activities to ensure investment policy limitations are being followed and monitor regulatory limits
  • Review fund literature and client guidelines to ensure compliance limits are translated correctly to the compliance monitoring system
  • Ensure portfolio comply with relevant portfolio limitations 
  • Identify, research, and escalate potential violations
  • Collaborate with senior compliance advisers to effectively resolve issues
  • Identify potential issues that impact portfolios or gaps in organizational policies; escalate as appropriate 

Keywords: Investment Compliance Analyst, Federal Regulatory Requirements, Portfolio Limitations

Job ID: 317074

About Eliassen Group:

Eliassen Group provides strategic talent solutions to drive our clients’ innovation and business results. Leveraging over 30 years of success, our expertise in IT staffing, Agile consulting, creative services, managed services, and life sciences enables us to partner with our clients to execute their business strategy and scale effectively. Headquartered in Reading, MA and with offices from coast to coast, Eliassen Group offers local community presence, deep networks, as well as national reach. For more information, visit http://www.eliassen.com.

Eliassen Group is an Equal Opportunity/Affirmative Action Employer. All qualified applicants will receive consideration for employment without regard to race, color, religion, sex, pregnancy, sexual orientation, gender identity, national origin, age, protected veteran status, or disability status.

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